By Ian Haney Lopez
Excerpted from White
By Law
New York University Press, 1996
 |
| Was Bhagat Singh Thind white? |
In its first words on the subject of citizenship, Congress in 1790 restricted
naturalization to "white persons." Though the requirements for
naturalization changed frequently thereafter, this racial prerequisite to
citizenship endured for over a century and a half, remaining in force until
1952. From the earliest years of this country until just a generation ago, being
a "white person" was a condition for acquiring citizenship.
Whether one was "white," however, was often no easy question. As
immigration reached record highs at the turn of this century, countless people
found themselves arguing their racial identity in order to naturalize. From
1907, when the federal government began collecting data on naturalization, until
1920, over one million people gained citizenship under the racially restrictive
naturalization laws. Many more sought to naturalize and were rejected.
Naturalization rarely involved formal court proceedings and therefore usually
generated few if any written records beyond the simple decision. However, a
number of cases construing the "white person" prerequisite reached the
highest state and federal judicial circles, and two were argued before the U.S.
Supreme Court in the early 1920s. These cases produced illuminating published
decisions that document the efforts of would-be citizens from around the world
to establish their Whiteness at law. Applicants from Hawaii, China, Japan,
Burma, and the Philippines, as well as all mixed-race applicants, failed in
their arguments. Conversely, courts ruled that applicants from Mexico and
Armenia were "white," but vacillated over the Whiteness of petitioners
from Syria, India, and Arabia. Seen as a taxonomy of Whiteness, these cases are
instructive because they reveal the imprecisions and contradictions inherent in
the establishment of racial lines between White and non-Whites. . . .
. . . Although now largely forgotten, the prerequisite cases were at the
center of racial debates in the United States for the fifty years following the
Civil War, when immigration and nativism were both running high. Naturalization
laws figured prominently in the furor over the appropriate status of the
newcomers and were heatedly discussed not only by the most respected public
figures of the day, but also in the swirl of popular politics. Debates about
racial prerequisites to citizenship arose at the end of the Civil War when
Senator Charles Sumner sought to expunge Dred Scott, the Supreme Court decision
which had held that Blacks were not citizens, by striking any reference to race
from the naturalization statute. His efforts failed because of racial animosity
in much of Congress toward Asians and Native Americans. The persistence of
anti-Asian agitation through the early 1900s kept the prerequisite laws at the
forefront of national and even international attention. Efforts in San Francisco
to segregate Japanese schoolchildren, for example, led to a crisis in relations
with Japan that prompted President Theodore Roosevelt to propose legislation
granting Japanese immigrants to right to naturalize. Controversy over the
prerequisite laws also found voice in popular politics. Anti-immigrant groups
such as the Asiatic Exclusion League formulated arguments for restrictive
interpretations of the "white person" prerequisite, for example
claiming in 1910 that Asian Indians were not "white," but an
"effeminate, caste-ridden, and degraded" race who did not deserve
citizenship. For their part, immigrants also participated in the debates on
naturalization, organizing civic groups around the issue of citizenship, writing
in the immigrant press, and lobbying local, state, and federal governments.
The principal locus of the debate, however, was in the courts. From the first
prerequisite case in 1878 until racial restrictions were removed in 1952,
fifty-two racial prerequisite cases were reported, including two heard by the
U.S. Supreme Court. Framing fundamental questions about who could join the
citizenry in terms of who was White, these cases attracted some of the most
renowned jurists of the times. . . . .
Though the courts offered many different rationales to justify the various
racial divisions they advanced, two predominated: common knowledge and
scientific evidence. . . . "Common knowledge" rationales appealed to
popular, widely held conceptions of races and racial divisions. . . . Under a
common knowledge approach, courts justified the assignment of petitioners to one
race or another by reference to common beliefs about race.
The common knowledge rationale contrasts with reasoning based on supposedly
objective, technical, and specialized knowledge. Such "scientific
evidence" rationales justified racial divisions by reference to the
naturalistic studies of humankind. . . . These rationales, one appealing to
common knowledge and the other to scientific evidence, were the two core
approaches used by courts to explain their determinations of whether individuals
belonged to the "white" race. . . .
The first reported racial prerequisite decision was handed down in 1878. From
then until the end of racial restrictions on naturalization in 1952, courts
decided fifty-one more prerequisite cases. These decisions were rendered in
jurisdictions across the nation, from state courts in California to the U.S.
Supreme Court in Washington, D.C., and concerned applicants from a variety of
countries, including Canada, Mexico, Japan, the Philippines, India, and Syria.
All but one of these cases presented claims of White racial identity.
| Case |
Holding |
Rationales |
In re Ah Yup
1 F. Cas. 223
(C.C.D. Cal. 1878) |
Chinese are not White |
Scientific Evidence
Common Knowledge
Congressional Intent |
In re Camille
6 F. 256
(C.C.D. Or. 1880) |
Native American/White
Persons half White and half Native American are not White
|
Legal Precedent |
In re Kanaka Nian
6 Utah 259
21 Pac. 993 (1899) |
Hawaiians are not White |
Scientific Evidence |
In re Hong Yen Chang
84 Cal. 163
24 Pac. 156 (1890) |
Chinese are not White |
Legal Precedent |
In re Po
7 Misc. 471
28 N.Y. Supp. 838
(City Ct. 1894) |
Burmese are not White |
Common Knowledge
Legal Precedent |
In re Saito
62 F. 126
(C.C.D. Mass. 1894) |
Japanese are not White |
Congressional Intent
Common Knowledge
Scientific Evidence
Legal Precedent |
In re Gee Hop
71 F. 274
(N.D. Cal. 1895) |
Chinese are not White |
Legal Precedent
Congressional Intent |
In re Rodriguez
81 F. 337
(W.D. Tex. 1897) |
Mexican are not White |
Legal Precedent * |
In re Burton
1 Ala. 111 (1900) |
Native Americans are not White |
No Explanation |
re Yamashita
30 Wash. 234
70 Pac. 482 (1902) |
Japanese are not White |
Legal Precedent |
In re Buntaro Kumagai
163 F. 992
(W.D. Wash. 1908) |
Japanese are not White |
Congressional Intent
Legal Precedent |
In re Knight
171 F. 299
(E.D.N.Y. 1909) |
Persons half White, one-quarter Japanese, and one-quarter Chinese are
not White |
Legal Precedent |
In re Balsara
171 F. 294
(C.C.S.D.N.Y. 1909) |
Asian Whites are probably not White ** |
Congressional Intent |
In re Najour
174 F. 735
(N.D. Ga. 1909) |
Syrians are White |
Scientific Evidence |
In re Halladjiian
174 F. 834
(C.C.D. Mass. 1909) |
Armenians are White |
Scientific Evidence
Legal Precedent ***
|
United States v. Dolla
177 F. 101
(5th Cir. 1910) |
Asian Indians are White |
Ocular Inspection of Skin **** |
In re Mudarri
176 F. 465
(C.C.D. Mass. 1910) |
Syrians are White |
Scientific Evidence
Legal Precedent |
Bessho v. United States
178 F. 245
(4th Cir. 1910) |
Japanese are not White |
Congressional Intent |
In re Ellis
179 F. 1002
(D. Or. 1910) |
Syrians are White |
Common Knowledge
Congressional. Intent |
United States v. Balsara
180 F. 694
(2nd Cir. 1910) |
Asian Indians are White |
Scientific Evidence
Congressional Intent |
In re Alverto
198 F. 688
(E.D. Pa. 1912) |
Persons three-quarters Filipino and one-quarter white are not White |
Legal Precedent
Congressional Intent |
In re Young
195 F. 645
(W.D. Wash. 1912) |
Persons half German and half Japanese are not White |
Legal Precedent |
In re Young
198 F. 715
(W.D. Wash. 1912) |
Persons half German and half Japanese are not White |
Common Knowledge
Legal Precedent |
Ex parte Shahid
205 F. 812
(E.D.S.C. 1913) |
Syrians are not White ***** |
Common Knowledge |
In re Akhay Kumar Mozumdar
107 F. 115
(E.D. Wash. 1913) |
Asian Indians are not White |
Legal Precedent |
Ex Parte Dow
211 F. 486
(E.D.S.C. 1914) |
Syrians are not White |
Common Knowledge |
In re Dow
213 F. 355
(E.D.S.C. 1914) |
Syrians are not White |
Common Knowledge
Congressional Intent |
Dow v. United States
226 F. 145
(4th Cir. 1915) |
Syrians are White |
Scientific Evidence
Congressional Intent
Legal Precedent |
In re Lampitoe
232 F. 382
(S.D.N.Y. 1916) |
Filipino/White
Persons three-quarters Filipino and one-quarter White are not White
|
Legal Precedent |
In re Mallari
239 F. 416
(D. Mass. 1916) |
Filipinos are not White |
No Explanation |
In re Rallos
241 F. 686
(E.D.N.Y. 1917) |
Filipinos are not White |
Legal Precedent |
In re Sadar Bhagwab Singh
246 F. 496
(E.D. Pa. 1917) |
Asian Indians are not White |
Common Knowledge
Congressional Intent |
In re Mohan Singh
275 F. 209
(S.D. Cal. 1919) |
Asian Indians are White |
Scientific Evidence
Legal Precedent |
In re Thind
268 F. 683
(D. Or. 1920) |
Asian Indians are White |
Legal Precedent |
Petition of Easurk Emsen Charr
273 F. 207
(W.D. Mo. 1921) |
Koreans are not White |
Common Knowledge
Legal Precedent |
Ozawa v. United States
260 U.S. 178 (1922) |
Japanese are not White |
Legal Precedent
Congressional Intent
Common Knowledge
Scientific Evidence |
United States v. Thind
261 U.S. 204 (1923) |
Asian Indians are not White |
Common Knowledge
Congressional Intent |
Sato v. Hall
191 Cal. 510
217 Pac. 520 (1923) |
Japanese are not White |
Legal Precedent |
United States v. Akhay Kumar Mozumdar
296 F. 173
(S.D. Cal. 1923) |
Asian Indians are not White |
Legal Precedent |
United States v. Cartozian
6 F.2d 919
(D. Or. 1925) |
Armeians are White |
Scientific Evidence
Common Knowledge
Legal Precedent |
United States v. Ali
7 F.2d 728
(E.D. Mich. 1925) |
Punjabis (whether Hindu or Arabian) are not White |
Common Knowledge |
In re Fisher
21 F.2d 1007
(N.D. Cal. 1927) |
Chinese/White
Persons three-quarter Chinese and one-quarter White are not White
|
Legal Precedent |
United States v. Javier
22 F.2d 879
(D.C. Cir. 1927) |
Filipinos are not White |
Legal Precedent |
In re Feroz Din
27 F.2d 568
(N.D. Cal, 1928) |
Afghans are not White |
Common Knowledge |
United States v. Gokhale
26 F.2d 360
(2nd Cir. 1928) |
Asian Indians are not White |
Legal Precedent |
De La Ysla v. United States
77 F.2d 988
(9th Cir. 1935) |
Filipinos are not White |
Legal Precedent |
In re Cruz
23 F. Supp. 774
(E.D.N.Y. 1938) |
Native American/African
Persons three-quarters Native American and one-quarter African are not
African
|
Legal Precedent |
Wadia v. United States
101 F.2d 7
(2nd Cir. 1939) |
Asian Indians are not White |
Common Knowledge |
De Cano v. State
110 P.2d 627
Wash. 1941 |
Filipinos are not White |
Legal Precedent |
Kharaiti Ram Samras v.
United States
125 F.2d 879
(9th Cir. 1942) |
Asian Indians are not White |
Legal Precedent |
In re Ahmed Hassan
48 F. Supp. 843
(E.D. Mich 1942) |
Arabians are not White |
Common Knowledge
Legal Precedent |
Ex parte Mohriez
54 F. Supp 941
(D. Mass. 1944) |
Arabians are White |
Common Knowledge
Legal Precedent |